David Phillips

David Phillips is a wealth manager with Phillips Financial in Lodi, California, where he serves as an LPL Registered Principal. His tenure at the firm dates to 2000; before entering financial services, he worked for Habitat for Humanity.

Financial-product analysis, planning strategies and portfolio management are the three primary responsibilities described in his firm biography. The portfolio work addresses a range of investment objectives. Phillips has both the Chartered Financial Analyst designation and Certified Financial Planner certification. The firm also names him as an LPL Financial registered representative, with securities and advisory services offered through LPL Financial.

Phillips studied political science at the University of California, Berkeley, earning his bachelor’s degree with honors. At California State University, Sacramento, he concentrated in finance for his M.B.A. and was selected for Beta Gamma Sigma membership. His law degree came from the University of the Pacific’s McGeorge School of Law, which awarded his J.D. with distinction. Tax and business law were his concentrations there.

The California State Bar records his full name as David Christian Phillips and his admission date as June 7, 2018. His license, number 320974, is listed as active. That listing gives Phillips Financial in Lodi as his professional address; the firm describes his work as wealth management. His biography lists music, movies, sports, learning and travel among his interests.